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New Mexico Courses
We are constantly adding courses to our catalog. If you need a course that you don't see here, please
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Our provider number for the State of New Mexico is
500021466
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Please choose a license before adding any courses to your cart if you will be taking them for continuing education credits.
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Annuity Best Interest 4 hour
Ethics
Life & Health
Life & Health + Property & Casualty
Property & Casualty
Course
Course ID
Price
Ethics in the Financial Services Industry
6000201499
$18.50
This course provides the three hours of mandatory C.E. requirements in Ethics. It explores the Financial Professional's role and responsibilities in an ever changing and even more complex arena. Topics include rebating and replacement as well as a host of ideas and thoughts that have led the State to mandate these course offerings for continuing education.
Goals:
With the knowledge from this course, the professional becomes aware of when replacement is replacement and not churning or twisting. The rules for replacement are discussed as well as the fiduciary responsibilities of the financial professional.
This course counts towards
Three hours of ethics credits
.
Credit Hours Apply To:
Life & Health - 3 credits, Property & Casualty - 3 credits, Life & Health + Property & Casualty - 3 credits, Ethics - 3 credits
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